InsiderCIK 1067621

Phillip Goldstein: Insider Trades

Every open-market purchase and sale Phillip Goldstein reported on Form 4 since Aug 13, 2026, with how the stock moved after each purchase.

SWZ Total Return Securities Fund · Secretary PCF HIGH INCOME SECURITIES FUND · Director

3Purchases

$163KBought

0Sales

$0Sold

Track record of purchases

Not enough time has passed, or price data is missing, to measure these purchases yet.

Change in the stock price from the price paid to the closest weekly price about 1, 3 and 6 months later, from SEC fails-to-deliver data. Dividends are not included, and purchases with a possible stock split in between are skipped. Past results do not predict future ones. How we measure this

All reported trades

Trades by Phillip Goldstein
Filed	Traded	Ticker	Role	Type	Shares	Price ($)	Value	Holding	Filing
Oct 13	Oct 8	SWZ	Secretary	▲ BUY	5,000	5.73	$29K	+4.2%	Form 4 ↗
Aug 21	Aug 20	PCF	Director	▲ BUY	5,000	5.34	$27K	+7.4%	Form 4 ↗
Aug 21	Aug 19	PCF	Director	▲ BUY	20,000	5.38	$108K	+42%	Form 4 ↗

Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Names come from the filings. Different people can share a name, so we group trades by the SEC's reporting-owner number (CIK) instead.