Insider tradingForm 4
Total Return Securities Fund (SWZ) Insider Trading
7 open-market trades reported since Aug 25, 2026: 7 purchases worth $192K and 0 sales worth $0.
By insider
| Insider | Role | Buys | Bought | Sells | Sold |
|---|---|---|---|---|---|
| Phillip Goldstein | Secretary | 1 | $29K | 0 | $0 |
| Moritz A. Sell | Director | 2 | $29K | 0 | $0 |
| Andrew Dakos | CEO | 2 | $116K | 0 | $0 |
| Rajeev P. Das | Secretary | 2 | $18K | 0 | $0 |
ADVERTISEMENT
320 × 100 ad slot
All trades
| Filed | Insider | Type | Value | 3 mo. after |
|---|---|---|---|---|
| Oct 13 | Phillip GoldsteinSecretary | ▲ BUY | $29K | |
| Sep 30 | Moritz A. SellDirector | ▲ BUY | $12K | |
| Sep 29 | Andrew DakosCEO | ▲ BUY | $58K | |
| Sep 29 | Andrew DakosCEO | ▲ BUY | $58K | |
| Sep 1 | Moritz A. SellDirector | ▲ BUY | $18K | |
| Aug 25 | Rajeev P. DasSecretary | ▲ BUY | $10K | |
| Aug 25 | Rajeev P. DasSecretary | ▲ BUY | $8K |
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings