StockCIK 18230

CATERPILLAR INC (CAT): Insider Trades and Fund Holdings

In the past 12 months, CATERPILLAR INC insiders reported 0 open-market purchases worth $0 and 1 sale worth $26.2M; 0 of the sales were reported as made under a 10b5-1 trading plan.

0Insider buys, 12 months

$0Bought by insiders, 12 months

$26.2MSold by insiders, 12 months

3Tracked funds holding

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 1, 2026.

Recent CAT insider trades
Filed	Traded	Insider	Role	Type	Shares	Price ($)	Value	Holding	Filing
Sep 1	Aug 28	Joseph E. CreedCEO	CEO	▼ SELL	32,401	808.98	$26.2M	−38%	Form 4 ↗

Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Insiders who traded in the past year

Insider	Role	Buys	Bought	Sells	Sold	Latest
Joseph E. Creed	CEO	0	$0	1	$26.2M	Sep 1, 2026

Tracked funds that report CAT

From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.

Fund	Quarter	Shares	Value	% of portfolio	Change
Gates Foundation Trust	Q2 2026	6,353,614	$6.77B	19.65%	No change
Markel Group	Q2 2026	328,650	$350.0M	2.67%	No change
Bridgewater Associates	Q2 2026	7,329	$7.80M	0.03%	▼ −91.1%
Renaissance Technologies	Q2 2026	0	$0	0.00%	▼ Sold out

Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →