StockCIK 1397911
LPL Financial Holdings Inc. (LPLA): Insider Trades and Fund Holdings
In the past 12 months, LPL Financial Holdings Inc. insiders reported 0 open-market purchases worth $0 and 3 sales worth $1.73M; 1 of the sales were reported as made under a 10b5-1 trading plan.
0Insider buys, 12 months
$0Bought by insiders, 12 months
$1.73MSold by insiders, 12 months
4Tracked funds holding
Recent insider trades
Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 14, 2026.
| Filed | Insider | Type | Value |
|---|---|---|---|
| Sep 14 | Katharine ReepingPrincipal Accounting Officer | ▼ SELL | $153K |
| Aug 31 | Aneri JambusariaGroup Managing Director | ▼ SELL10b5-1 | $110K |
| Aug 21 | Greg GatesGroup Managing Director | ▼ SELL | $1.46M |
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings
Insiders who traded in the past year
| Insider | Role | Buys | Bought | Sells | Sold |
|---|---|---|---|---|---|
| Katharine Reeping | Principal Accounting Officer | 0 | $0 | 1 | $153K |
| Aneri Jambusaria | Group Managing Director | 0 | $0 | 1 | $110K |
| Greg Gates | Group Managing Director | 0 | $0 | 1 | $1.46M |
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Tracked funds that report LPLA
From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.
| Fund | Shares | Value | Change |
|---|---|---|---|
| Lone Pine Capital | 1,219,099 | $343.4M | ▼ −40.5% |
| Markel Group | 559,951 | $157.7M | No change |
| Renaissance Technologies | 151,660 | $42.7M | ▲ +25.8% |
| Bridgewater Associates | 6,900 | $1.94M | ▲ New |
Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings
Reading these numbers
Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →