StockCIK 102109

DeFi Capital Markets, Inc. (UUU): Insider Trades and Fund Holdings

In the past 12 months, DeFi Capital Markets, Inc. insiders reported 31 open-market purchases worth $93.2M and 0 sales worth $0.

31Insider buys, 12 months

$93.2MBought by insiders, 12 months

$0Sold by insiders, 12 months

0Tracked funds holding

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 1, 2026.

Recent UUU insider trades
Filed	Traded	Insider	Role	Type	Shares	Price ($)	Value	Holding	Filing
Oct 1	Sep 30	Milton C. Ault IIIDirector	Director (ind.)	▲ BUY	18,000	5134.00	$92.4M	+1.6%	Form 4 ↗
Sep 24	Sep 23	Milton C. Ault IIIDirector	Director (ind.)	▲ BUY	12,034	5.11	$61K	+1.1%	Form 4 ↗
Sep 24	Sep 22	Milton C. Ault IIIDirector	Director (ind.)	▲ BUY	3,000	5.02	$15K	+0.3%	Form 4 ↗
Sep 24	Sep 23	Milton C. Ault IIIDirector	Director	▲ BUY	300	4.98	$1K	+2.9%	Form 4 ↗
Sep 24	Sep 21	Milton C. Ault IIIDirector	Director	▲ BUY	100	5.07	$507	+1.0%	Form 4 ↗
Sep 22	Sep 18	Milton C. Ault IIIDirector	Director	▲ BUY	100	5.01	$501	+1.0%	Form 4 ↗
Sep 21	Sep 17	Milton C. Ault IIIDirector	Director	▲ BUY	200	4.86	$972	+2.0%	Form 4 ↗
Sep 10	Sep 8	Milton C. Ault IIIDirector	Director (ind.)	▲ BUY	300	5.65	$2K	+0.0%	Form 4 ↗
Sep 10	Sep 1	Milton C. Ault IIIDirector	Director	▲ BUY	100	5.15	$515	+1.1%	Form 4 ↗
Sep 8	Sep 4	Milton C. Ault IIIDirector	Director	▲ BUY	700	5.42	$4K	+7.6%	Form 4 ↗

Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

All 31 UUU insider trades →

Insiders who traded in the past year

Insider	Role	Buys	Bought	Sells	Sold	Latest
Milton C. Ault III	Director	31	$93.2M	0	$0	Oct 1, 2026

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →