About this page
Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.
How to read it
- Form 4
- The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
- Buy (P) and Sell (S)
- Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
- Value
- Shares times price, as reported on the filing.
- 10b5-1
- A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
- Late filing
- A Form 4 filed more than two business days after the trade.
- Vs. S&P 500
- How the stock did after the trade minus how the overall market did in the same weeks.
A real example
In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.
Explain it like I'm 13
If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.
Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.
Horizon Kinetics Holding Corp (HKHC): Insider Trades and Fund Holdings
In the past 12 months, Horizon Kinetics Holding Corp insiders reported 10 open-market purchases worth $105K and no sales.
Timeline: news and trades
Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.
- Sep 18, 2026Insider buyDirector Allison Nagelberg bought $4,991
- Sep 2, 2026Insider buyDirector Alice C. Brennan bought $5,184
- Aug 28, 2026Insider buyDirector Alice C. Brennan bought $5,240
- Aug 27, 2026Insider buyDirector Alice C. Brennan bought $5,200
- Aug 26, 2026Insider buyDirector Daniel J. Roller bought $13,250
- Aug 25, 2026Insider buyDirector Alice C. Brennan bought $5,350
- Aug 24, 2026Insider buyDirector Brent D. Rosenthal bought $54,000
- Aug 24, 2026Insider buyDirector Alice C. Brennan bought $5,374
- Aug 20, 2026Insider buyCFO Mark Herndon bought $5,350
- Aug 19, 2026Insider buyCFO Mark Herndon bought $1,325
Recent insider trades
Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 22, 2026.
| Filed | Insider | Type | Value | Score |
|---|---|---|---|---|
| Sep 22 | Allison NagelbergDirector | ▲ BUY | $5K | 42 |
| Sep 3 | Alice C. BrennanDirector | ▲ BUY | $5K | 34 |
| Aug 31 | Alice C. BrennanDirector | ▲ BUY | $5K | 34 |
| Aug 28 | Alice C. BrennanDirector | ▲ BUY | $5K | 34 |
| Aug 27 | Daniel J. RollerDirector | ▲ BUY | $13K | 24 |
| Aug 26 | Alice C. BrennanDirector | ▲ BUY | $5K | 34 |
| Aug 25 | Brent D. RosenthalDirector | ▲ BUY | $54K | 41 |
| Aug 25 | Alice C. BrennanDirector | ▲ BUY | $5K | 39 |
| Aug 20 | Mark HerndonCFO | ▲ BUY | $5K | 52 |
| Aug 20 | Mark HerndonCFO | ▲ BUY | $1K | 42 |
Insiders who traded in the past year
| Insider | Role | Buys | Bought | Sells | Sold |
|---|---|---|---|---|---|
| Allison Nagelberg | Director | 1 | $5K | 0 | $0 |
| Alice C. Brennan | Director | 5 | $26K | 0 | $0 |
| Daniel J. Roller | Director | 1 | $13K | 0 | $0 |
| Brent D. Rosenthal | Director | 1 | $54K | 0 | $0 |
| Mark Herndon | CFO | 2 | $7K | 0 | $0 |
Buybacks and executive pay
| Year | CEO pay reported | CEO pay "actually paid" | Value of $100 invested |
|---|---|---|---|
| 2025 | $410K | $410K | n/a |
| 2024 | $406K | $386K | n/a |
From the company's XBRL data filed with the SEC. "Actually paid" is the SEC's pay-versus-performance measure, which counts changes in the value of stock awards. "Value of $100 invested" is the company's cumulative shareholder return as reported, usually measured from five years earlier. See all buybacks and CEO pay across companies.
52 Mark Herndon (CFO), 2026-08-20. What the score means
A All 10 insider trades reported on time. How it is graded
Reading these numbers
Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →